U.S. Options

Disciplinary Actions

Find more information on our U.S. options exchanges.

MIAX Options Content.
MIAX Pearl Content.
MIAX Emerald Content.
MIAX Sapphire Content.
All Options Exchanges Content.
Back to MIAX Emerald Options Exchange
MIAX Emerald Options Disciplinary Actions

Filter & Sort

Filter By:

MIAX Emerald DA-2021069249707

Notice of Letter of Consent No. 2021069249707 Susquehanna Securities, LLC

April 20, 2023

MIAX Emerald DA 20190610611

Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC

June 23, 2022

MIAX Emerald DA 20180601179

Notice of Letter of Consent 20180601179 Dash Financial Technologies, LLC

June 23, 2022

MIAX Emerald DA 20190629791

Notice of Letter of Consent No. 2019062979109 Susquehanna Securities, LLC

February 03, 2021