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Rule Filings

MIAX PEARL Equities

As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

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April 08, 2021
SR PEARL 2021 16
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the tables for the Add/Remove Tiered Rebates/Fees that apply to all Origins.
VIEW DOCUMENT
March 31, 2021
SR PEARL 2021 15
Effective / Approved
Notice of Filing and Immediate Effectiveness
Amend the MIAX Pearl Equities Fee Schedule to lower the fee to remove liquidity in securities priced at or above $1.00 to $0.0025 per share for all Tapes.
VIEW DOCUMENT
March 31, 2021
SR-PEARL-2021-14
Withdrawn
This filing was withdrawn on April 8, 2021 and replaced with SR-PEARL-2021-16.
March 26, 2021
SR PEARL 2021 13
Pending
Amend Rule 404A, Select Provisions of Options Listing Procedure Plans, to update a Uniform Resource Locator  "URL" within the rule. 
VIEW DOCUMENT
March 25, 2021
SR PEARL 2021 12
Rejected
Amend the MIAX Pearl Options and MIAX Pearl Equities Fee Schedules to adopt a fee finality provision.
VIEW DOCUMENT
March 25, 2021
SR PEARL 2021 10
Effective / Approved
Notice of Filing and Immediate Effectiveness
Amend the MIAX Pearl Equities Fee Schedule,Section 1, to add Liquidity Indicator Codes and adopt Section 4 Additional Fees, concerning the Exchange's obligations under Section 31 of the Exchange Act.

The changes to Section 1 of the MIAX Pearl Equities Fee Schedule will be implemented on a date to be announced by the Exchange through a Regulatory Circular.
VIEW DOCUMENT
March 22, 2021
SR PEARL 2021 09
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend Rule 2614, Orders and Order Instructions, to adopt the Reserve Quantity instruction.
VIEW DOCUMENT
March 30, 2021
SR PEARL 2021 08
Pending
Amend the Rulebook and Fee Schedules to reflect a rebranding of the Exchange to rebrand references to the fully-capitalized words "MIAX PEARL" to now be "MIAX Pearl". 
VIEW DOCUMENT
March 01, 2021
SR PEARL 2021 07
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend Rule 2614, Orders and Order Instructions, to adopt the Minimum Execution Quantity ("MEQ") instruction.
This Rule will be implemented  on a date to be announced  by the Exchange through a Regulatory Circular.
VIEW DOCUMENT
March 01, 2021
SR PEARL 2021 06
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to adjust certain Taker fees.
VIEW DOCUMENT
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