Alerts

High Point Resources Corp. (HPR) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Wednesday, October 21, 2020.

All GTC orders resting on the MIAX order books in HPR will be canceled at the close of business on Tuesday, October 20, 2020.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Superior Industries International, Inc. (SUP) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective today, Tuesday, October 20, 2020.

All GTC orders resting on the MIAX order books in SUP will be canceled.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

MIAX Options, MIAX PEARL Options & MIAX Emerald Options have revoked self-help on the ARCA Options Exchange as of 14:08.

All MIAX systems are operating normally.

If you have any questions, please contact Trading Operations at (609) 897-7302 or TradingOperations@MIAXOptions.com.

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com.

MIAX Options, MIAX PEARL Options & MIAX Emerald Options have declared self-help on the ARCA Options Exchange as of 12:47.

All MIAX systems are operating normally.

If you have any questions please contact Trading Operations at (609) 897-7302 or TradingOperations@MIAXOptions.com.

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com.

MIAX Options, MIAX PEARL Options & MIAX Emerald Options have revoked self-help on the ARCA Options Exchange as of 11:30.

All MIAX systems are operating normally.

If you have any questions, please contact Trading Operations at (609) 897-7302 or TradingOperations@MIAXOptions.com.

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com.

MIAX Options, MIAX PEARL Options & MIAX Emerald Options have declared self-help on the ARCA Options Exchange as of 10:49.

All MIAX systems are operating normally.

If you have any questions please contact Trading Operations at (609) 897-7302 or TradingOperations@MIAXOptions.com.

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com.

Abraxas Petroleum Corporation (AXAS) has announced a reverse stock split effective for Monday, October 19, 2020. On that date, the current AXAS option class will change to AXAS1. The MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange will not list AXAS1 options. Therefore, no options on AXAS will be available for trading on Monday, October 19, 2020. 

Abraxas Petroleum Corporation (AXAS) will resume trading on the the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange on Tuesday, October 20, 2020.

All GTC orders resting on the MIAX order books in AXAS will be canceled at the close of business on Friday, October 16, 2020.

Additional details about the Abraxas Petroleum Corporation (AXAS) reverse split are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308. 

iShares S&P Small-Cap 600 Value ETF (IJS) and iShares S&P 500 Growth ETF (IVW) have both announced stock splits. Associated strike price adjustments will become effective on Monday, October 19, 2020. IJS and IVW options will continue to trade without interruption on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange.

All GTC orders resting on the MIAX order books in IJS and IVW will be canceled at the close of business on Friday, October 16, 2020.

Additional details about the iShares S&P Small-Cap 600 Value ETF (IJS) and iShares S&P 500 Growth ETF (IVW) splits are provided in the attached OCC Memos.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

The following series in Regional Management Corp. (RM) have been made non-tradeable on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective for today, Friday, October 16, 2020:

Option   Expiration     Strike Price
RM        06/18/2021   35.00
RM        06/18/2021   40.00


Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

As previously announced in the April 20, 2020 and September 16, 2020 Alerts, the MIAX Exchange Group will be participating in the 2020 SIFMA BCP Testing on Saturday, October 24, 2020.  
All Options designated Members are required to maintain connection to the MIAX Disaster Recovery (DR) environment for a twelve (12) month period after receiving notification for mandatory testing.

All of the Exchanges will operate out of the Chicago (CH4) Disaster Recovery site for the scheduled test.

Testing to the DR environments for each of the MIAX Exchanges will be available on Monday, October 19, 2020 through Friday, October 23, 2020, between 8:00AM - 5:30PM EST

October 24, 2020 Test Day Timeline

• 08:30 - Firms can connect to the Trading Systems and enter Orders and Quotes
• 09:15 - Live Quote Window will open
• 09:30 - Opening
• 13:00 - Closing

MIAX, PEARL & Emerald Options Exchanges BCP Testing Requirements
Members mandated to participate in accordance with Regulation SCI are obligated, at a minimum, to demonstrate the following:

Electronic Exchange Members (EEM)

• Send at least two orders in any of the options listed below
• Receive at least one execution in any of the options listed below

Market Makers (MM)

• MIAX Options Exchange:
  • Send at least one, two-sided quote in any of the options listed below
  • Receive at least one execution in any of the options listed below
• MIAX PEARL Options Exchange:
  • Send at least one, two-sided order in any of the options listed below
  • Receive at least one execution in any of the options listed below
• MIAX Emerald Options Exchange:
  • Send at least one, two-sided quote in any of the options listed below
  • Receive at least one execution in any of the options listed below

Options

1. AAPL - JAN 15 21 – C – 205
2. AAPL - JAN 15 21 – P – 205
3. BAC - NOV 20 20 – C – 30
4. BAC - NOV 20 20 – P – 30
5. GE - JAN 15 21 – C – 10
6. GE - JAN 15 21 – P – 10
7. MSFT - JUN 18 21 – C – 65
8. MSFT - JUN 18 21 – P – 65
9. SPY - DEC 18 20  – C – 290
10. SPY - DEC 18 20  –  P – 290

MIAX PEARL Equities Exchange BCP Testing Requirements
Equity Members mandated to participate in accordance with Regulation SCI are obligated, at a minimum, to demonstrate the following:

• Send at least two orders in any of the equity symbols listed below
• Receive at least one execution in any of the equity symbols listed below

Equities

1. Symbol - NTGR
2. Symbol - ZVZZT
3. Symbol - NTEST

Business Continuity and Disaster Recovery Plans Testing Member Designation Standards

• MIAX Options Exchange  MIAX_Options_RC_2019_65
• MIAX PEARL Options Exchange MIAX_PEARL_RC_2019  40
• MIAX Emerald Options Exchange  MIAX_Emerald_RC_2019_91
• MIAX PEARL Equities Exchange MIAX_PEARL_Equities_RC_2020_04

For test day support, to coordinate participation or to arrange connectivity testing, please contact MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.