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Regulatory Alert

MIAX Pearl Equities

December 28, 2020 | 02:10 PM

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

Please refer to the following for information on an approved amendment to the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes to increase arbitrator chairperson honoraria.

Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.