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Trading Alert

MIAX Emerald

February 28, 2019 | 02:08 PM

Compliance with Section 11(a) of the Securities Exchange Act of 1934

Please refer to MIAX Emerald Regulatory Circular 2019-07 for information on MIAX Emerald’s compliance with Section 11(a) of the Securities Exchange Act of 1934 and exceptions to the 11(a) prohibition.

Regulatory questions may be directed to Regulatory@miaxglobal.com or (609) 897-7309.